One AML Audit has developed a best in class audit methodology based on extensive experience in conducting AML/CFT Audits for professional services firms Deloitte and PwC in New Zealand and The United Kingdom.
Our Audit team is structured in a way to deliver robust, yet cost effective Audits.
We provide comprehensive recommendations for addressing non-compliance (if necessary) or otherwise improving the robustness of your AML/CFT Risk Assessment and Compliance Programme.
We work with you in a collaborative and approachable way to ensure minimal intrusion to our clients and their business. So you can focus on what you do best.
We will conduct discussions with key compliance staff regarding the structure
and timing of the audit.
We will perform desk based or on-site review; testing, collecting and reviewing systems.
We will evaluate the evidence and record our findings and recommendations against the AML/CFT Act.
We will issue a draft report back to you for your final thoughts and recommendations before presenting the final report.